Add your promotional text...

About Todd Fulks, JD, BFA

Attorney | M&A & Succession Executive | FINRA Arbitrator

Todd Fulks brings a combination of legal experience, financial-services industry knowledge and hands-on transaction experience developed over more than two decades working with financial professionals and businesses.

With over a decade of experience in valuation, acquisitions, and deal structuring, Edward supports business owners and investors through complex transitions with clarity and confidence.

Contact Todd Fulks

EXPERIENCE AT THE INTERSECTION OF LAW AND BUSINESS

Todd Fulks has spent more than two decades working with financial professionals and businesses on transactions, succession planning, business strategy and legal matters.

His experience includes serving as General Counsel of Succession Resource Group and as Senior Vice President of Advisor M&A and Succession at Osaic, where he developed and led an advisor M&A platform that included an online acquisition marketplace, business valuation and prescriptive analytics, acquisition financing, and transaction systems and processes. He has been involved in more than 1,500 advisor M&A transactions.

Todd previously served as General Counsel and Senior Vice President of FP Transitions and as General Counsel and Senior Vice President of Bill Good Marketing. His work throughout his career has given him an unusual combination of legal experience and practical knowledge of how financial-services businesses operate, grow, transition and change ownership.

INDUSTRY EXPERIENCE

Experience Beyond the Practice of Law

Todd’s background combines legal practice, executive leadership, financial-services experience, regulatory matters, transaction work and dispute resolution.

Attorney

Oregon-licensed attorney with experience in financial services, M&A, succession planning, business transactions and related legal matters.

Advisor M&A

More than 1,500 advisor transactions, with experience spanning valuation, buyer and seller representation, acquisition financing, negotiations, due diligence, deal structuring, documentation and transition.

Succession

Extensive experience helping financial professionals and business owners plan for ownership transition, internal and external succession, continuity, valuation and long-term business objectives.

Financial Services

More than two decades working with financial advisors, IARs, registered representatives, RIAs, broker-dealers and other financial-services businesses. Todd also holds Series 7, 24, 63, 66 and 79 financial services licenses, as well as the Behavioral Financial Advisor (BFA) designation.

Arbitrator

FINRA Public Arbitrator, with earlier service as an arbitrator for NASD and the New York Stock Exchange before regulatory consolidation.

Author & Industry Contributor

Published and quoted in national and industry publications on advisor M&A, succession planning, valuation and financial-services business issues.

A DIFFERENT PERSPECTIVE

Legal Experience.

Business Perspective.

Todd’s background extends beyond the traditional practice of law. His experience as an attorney, financial-services executive and M&A professional provides a practical understanding of the business, financial and operational considerations that often drive legal decisions.

✓ Legal and business perspective

✓ Financial-services industry experience

✓ Negotiation and deal experience

✓ Practical business focused counsel

Our Philosophy

Advice for your full business life cycle

Neither succession planning nor Advisor M&A begins with a transaction. Businesses are built over time, and the decisions made along the way can affect their value, growth, continuity and eventual transition. AlphaBridge Law provides counsel across that business life cycle—from formation and growth through financing, continuity planning, valuation, acquisitions, succession and transition. The objective is to help clients make informed decisions today while preparing for what comes next. We are the end-to-end solution.

We look forward to being your AlphaBridge to the future.

✓ Business Formation & Optimization

✓ Growth & Acquisition

✓ Succession & Continuity

✓ Valuation & Financing Resources

✓ M&A Negotiation, Strategy and Transition